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9th & 10th Floor, Standard Chartered
Tower, 19, Cybercity, Ebene
(+230) 404 6000
(+230) 468 1600
DTOS © 2024
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Investment Advisor

The Securities Act 2005 allows for Investment Advisor companies to operate in Mauritius. Two categories of licenses are available: Investment Adviser (Restricted) for advisory services and Investment Adviser (Unrestricted) for portfolio management in addition to advice. Regulatory oversight by the Financial Services Commission ensures competence among advisory teams.

Client Risk Assessment​

• Digitalised Client Screening, profiling and enhanced due
diligence

FATCA/CRS Reporting​

Assistance to comply with US Foreign Account Tax
Compliance Act (FATCA) & OECD Common Reporting
Standards (CRS):


• Apply the prescribed due diligence rules and completing the
‘Self-Certification’ exercise;


• Design and implement internal processes and procedures to
ensure compliance under FATCA/CRS;


• Assist in compiling, assessing, validating and reporting the
reportable information under FATCA/CRS to the competent
authorities in XML format.

Independent compliance audit​

• Run an independent onsite AML / CFT audit


• Run a Consultancy and Project Development programme

Training and Refresher Courses

• AML / CFT Risk Management

• Data Protection Framework

• Legal and Regulatory Updates